Carolyn Humphrey, RICP®, CLF®

Financial Strategist


Carolyn Humphrey, Financial Strategist RICP, CLFCLF
Carolyn grew up in Upstate New York, where she attended Binghamton University, earning a bachelor’s degree in Mathematics with a concentration in Computers and Statistics. She began her career serving as a nutrition counselor, corporate recruiter, trainer, and coach. During her tenure she grew became a Director with responsibilities encompassing all hiring, training, computer upkeep and troubleshooting, merchandising, store audits and loss prevention.
Carolyn moved into the financial planning field in order to combine her communication and coaching abilities with her analytical skills and background in mathematics. Since joining Rockwell Associates in 2006, Carolyn has earned the FINRA Series 6, 63, 65, 7 and 24 Registrations, and has become a Registered Life and Health Agent. Carolyn has earned an RICP (Retired Income Certified Professional) and CLF (Certified Leadership Fellow) designation through the American College. In addition to serving as a Financial Strategist, Carolyn also served as the Director of Associate Development and Principal at Rockwell Associates. Her responsibilities included hiring, training, coaching and supervising a team of financial strategists.
Carolyn and her husband Jerry moved to Delaware in 1993. They both love sports and the great outdoors but mostly they love traveling or spending time with their dogs, family, and friends. They support their favorite causes such as their church, Habitat for Humanity, the Boys and Girls Clubs, the Delaware Rugby Foundation, Wilmington and UD Rugby Teams, SPCA and Humane Society as well as various other charities.

Carolyn Humphrey is a Registered Representative and Investment Advisor Representative of HTK.